Financial Crime Compliance Risk Management Group policies regulate Financial Crime Risk Management of the Group Management of the Financial Crime Compliance unit

Management of Compliance division Regulatory compliance incl. Conduct Market Abuse Prevention Financial Crime Compliance incl. AML Sanctions Anti Bribery and Corruption Fraud Tax Evasion

Full scope of Financial Crime Compliance activity i.e. AML, Sanctions, Anti-Bribery and Corruption. Implementation of FCC controls including developing Procedures. Support of Business units and functions in their day-to-day FCC activity. Enterprise Wide Risk Assessment Interaction with Regional FCC teams.

Undertaking compliance reviews (Regulatory Compliance and Financial Crime Compliance) in cooperation with the regional CMAT team. Raising issues and recommendation. Compliance Risk Assessment.

Financial Crime Compliance Main duties: To ensure compliance with requirements of the Russian legislation as well as the relevant requirements of group policies. To support of business areas of the bank in order to help them to meet requirements of the Legislation and the Group Policies related to Financial Crime prevention area as well as regulatory compliance. Regulatory, AML and internal Fraud risks monitoring and assessment on monthly basis. Periodic review of AML & Compliance controls. Identification and escalation lack controls and risks to the local management and HO. Developing preparing action plans and control of remediation actions. Creation and updating internal procedures incl. AML Rules. FATCA implementation. Correspondence with the regulatory body. Achievements: Positive experience of the Central Bank inspection (2011, 2014). Participation in various systems implementation (i.e. Suspicious activity monitoring system, Sanctions screening system). Prepared and conducted number of AML&Compliance trainings

Ensure compliance with Dresdner Group standards and local regulatory requirements through appropriate procedures; Consult the employees in the course of the appropriate legislation requirements and the Group Compliance requirements; AML and Compliance training for employees; Conflict of interests; approving personal account deals. AML reporting.

Main duties were monitoring and analysis of transactions in order to detect unusual and suspicious transactions, analysis of tends in suspicious activity of customers, developing countermeasures for reducing volumes of suspicious activities, developing specifications for monitoring systems and etc

Backoffice, (mainly crossborder funds transfers, FX&MM deals booking)